DISCLAIMER

Nanotechnology Law & Business ("NLB") is published quarterly and is devoted to the legal, business, and policy aspects of nanotechnology and, more generally, small scale technologies. NLB provides expert insights and analysis for all professionals involved in these fast-developing fields.

Not an Offer to Sell or Buy Securities

No data or statement contain in the NLB is or should be construed to be a recommendation for the purchase, retention, or sale of the securities of the companies mentioned. Opinions expressed by authors of articles do not necessarily agree with those held by the editors, and the editors explicitly disclaim any intent to make recommendations with respect to any particular security or the securities markets.

The info rmation, materials and services offered in NLB and on the NLB website are for general info rmational purposes only; do not constitute legal or investment advise and is presented without any representation or warranty whatsoever, including as to the accuracy or completeness of the info rmation. Links to info rmation on sites other than those operated by, or on behalf of, NLB is for your convenience only and is not an endorsement or recommendation of those sites. Neither NLB nor any of its sponsors take any responsibility for info rmation at these sites, nor makes any representation or warranty with respect to these sites or their info rmation.

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Photocopy or reprint permission: Reproduction, transmission, or storage in a data retrieval system, in whole or in part, for other than personal use or internal reference is prohibited without advance written permission from NLB.

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Compensation

NLB is supported by subscriptions and sponsorships. The employees, owners, affiliates, or persons associated with NLB may from time to time, hold a position as an employee, director, consultant or advisor to any number of sponsors or companies mentioned in the journal, and/or may make purchases or sales thereof while these journals are in circulation or posted on the NLB website. Specifically, Doug Jamison, editor-in-chief, is President, COO and CFO and is paid a salary by, holds shares in and participates in the profit sharing plan of Harris & Harris Group, Inc., (Nasdaq:TINY) . Harris & Harris Group and / or the companies it invests in may be discussed in articles published in the journal. John Miller, managing editor, is Vice President of Intellectual Property of and is paid a salary by and holds options to purchase shares of stock in Arrowhead Research Corporation (NASDAQ: ARWR). Arrowhead and/or its subsidiaries may be discussed in articles published in the journal.

Forward Looking Statements

Information regarding featured companies and the nanotechnology industry in the journal may contain "forward-looking statements" as defined under Section 27A of the Securities Act of 1933 and Section 21B of the Securities Exchange Act of 1934. An example of forward-looking info rmation are statements relating to the future anticipated direction of the industry, plans for future expansion, various business development activities, planned capital expenditures, future funding sources, anticipated sales growth and potential contracts. Actual results could differ materially from those projected in any forward-looking statements as a result of a number of factors. NLB assumes no obligation to update the forward-looking statements, or to assess if any statements have changed or the reasons for such a change. Accordingly, readers should not rely on forward-looking statements, and readers should consult with their own independent tax, business and financial advisors with respect to any investment opportunity, including any contemplated investment in any company discussed.

No Attribution of Statements In Journal To Other Organizations

The views expressed in this journal should not be attributed to any of the editors, staff, advisory board members, or their employers outside the journal.